Additional Business & IT Risk Advisory Services
Regulatory Compliance Reviews
- Bank Secrecy Act (BSA) / US Patriot Act / Anti-Money Laundering (AML)
- Electronic Funds Transfer Act (EFTA) / Reg. E
- Privacy Act / Reg. P
- Gramm-Leach-Bliley Act (GLBA 501b) / “Security Rule”
- Fair and Accurate Credit Transaction Act (FACT Act) / “Red Flag” Rules
- FFIEC Information Security Booklet
- FFIEC E-Banking Booklet
- FFIEC Business Continuity Planning (BCP) Booklet
Bank Operations
- Reengineering / Efficiency & Profitability Reviews
- Staffing Needs / Right Sizing Assessments
- Policy / Procedure Development / Reviews
- Technology Selection & Vendor Negotiation Assistance
Risk
- Enterprise Risk Management (ERM) Assessments
- Enterprise Risk Management (ERM) Program Implementation
- Enterprise Risk Management (ERM) Program Reviews
- Fraud / Security Program Assessments
- Merger / Acquisition Due Diligence & Integration
IT Risk
- IT Risk Management Assessments
- Information Security Program Assessments
- Disaster Recovery Planning
- Business Impact Assessments
- Business Continuity Plan Development, Implementation & Testing
Strategy
- Management / Competitive Strategic Planning
- IT Strategic Planning
Internal Audit
- Operational & Branch Audits
- Forensic/Fraud Assessments & Investigations
- Sarbanes-Oxley (SOX) & Model Audit Rule Assistance
- FDICIA Compliance
- Information Technology Audits
